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Roger Paul Gilbert

LPl Enterprise, LLC

Cochran, GA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-14
  • GA RA
    APPROVED
    Since 2024-11-14

Branch Locations

180 E. Dykes Street, Cochran, GA 31014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Cochran GA 08/1992 11/2024
Prudential Insurance Company Of America Cochran GA 08/1992 Present
Lpl Enterprise, Llc Cochran GA 11/2024 Present
Previous Registrations
  • 2003-03-14 → 2024-11-14
    Cochran, GA
    Cochran, GA
    Cochran, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

Health Ins~180 E Sykes Street, Cochran, GA 31014~health insurance agent~N~agent~12/2017~8 hrs/mo~0 trading hrs/mo|Aetna Health & Life|Bankers Fidelity Assurance Co|Bankers Fidelity Life Ins Co|Golden Rule Inc Co|Humana Benefit Plan of Illinois|HumanaOne|John Alden Life Ins Co|John Hancock Ins Co USA|John Hancock Life Ins|John Hancock Variable Life Ins Co|Ohio Nat'l Life Ins Co|Pioneer American Ins Co|Shenandoah Life Ins Co|United Healthcare of Georgia inc|Care Improvement Plus South Central Ins Co |Symphonix Health Ins Company Illinois Mutual-Blue Cross Blue Shield/Anthem | Ambeter Peach State

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1993-05-13
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1993-05-13

View on SEC IAPD

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