Eric Jay Arkin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-12

NY RA
APPROVED

Since 2021-08-12

Branch Locations

575 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Westbury	NY	04/1992	11/2018
Osaic Wealth, Inc.	Melville	NY	11/2018	Present

04/1992 → 11/2018

Signator Investors, Inc.

Westbury, NY
11/2018 → Present

Osaic Wealth, Inc.

Melville, NY

Other Businesses

1. INSURANCE BROKER-ERIC ARKIN POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2010 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and service for: Fixed Insurance Business, Life & Annuities Property & Casualty Insurance Health Insurance Long Term Care Insurance Disability Income Insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-30
S63	Uniform Securities Agent State Law Examination	1992-11-25

S65 Uniform Investment Adviser Law Examination

1999-06-30
S63 Uniform Securities Agent State Law Examination

1992-11-25

Other Names

Eric J Arkin

View on SEC IAPD