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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-01-06
  • WA RA
    APPROVED
    Since 2012-01-06

Branch Locations

275 Se Pioneer Way Suite A101, Oak Harbor, WA 98277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Oak Harbor WA 06/2001 Present
Transamerica Financial Advisors, Inc Oak Harbor WA 01/2012 Present
Flip Digs 7 Llc Oak Harbor WA 08/2015 Present
Pcc Rental Income Oak Harbor WA 10/2014 08/2023
North Whidbey Fire & Rescue Citizens's Advisory Committee Oak Harbor WA 09/2020 08/2023
  • 06/2001 → Present
    Wfg
    Oak Harbor, WA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Oak Harbor, WA
  • 08/2015 → Present
    Flip Digs 7 Llc
    Oak Harbor, WA
  • 10/2014 → 08/2023
    Pcc Rental Income
    Oak Harbor, WA
  • 09/2020 → 08/2023
    North Whidbey Fire & Rescue Citizens's Advisory Committee
    Oak Harbor, WA
Previous Registrations
  • 2006-07-08 → 2012-01-06
    Investment Advisors International, Inc.
    Oak Harbor, WA
    Oak Harbor, WA
    Oak Harboor, WA
  • 2005-02-02 → 2006-08-23
    Oak Harbor, WA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Flip Digs 7 LLC/ 8.17.2015/ Owner/ Non-Investment Related/ 3125 Green Road Oak Harbor WA 98277/ Buy foreclosed property at auction improve and resell/ Oversee subcontractors and pay their bills make sure property is insured and bring unpaid utilities current/ Approved with restrictions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-22
S63 Uniform Securities Agent State Law Examination 1992-09-04
  • S66 Uniform Combined State Law Examination
    2004-09-22
  • S63 Uniform Securities Agent State Law Examination
    1992-09-04
Other Names
  • Patricia Ann Cozine
  • Patricia Ann Powell
  • Patricia Cozinelong
  • Patricia Cozinecole

View on SEC IAPD

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