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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED | 2026-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tampa | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | 01/2026 |
| Wells Fargo Advisors Financial Network, Llc | Largo | FL | 01/2026 | Present |
PARTIME MUSICIAN; NOT INV. RELATED; MUSICAL ENTERTAINMENT; DUTIES: FILL-IN 1 - 2 TIMES PER YEAR; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-22 |
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