Lawrence Paul Finch

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-04-03
CO	RA	APPROVED	2008-04-01

TX RA
APPROVED_RES

Since 2008-04-03
CO RA
APPROVED

Since 2008-04-01

Branch Locations

Foxfield, CO • United States

5251 Dtc Parkway Suite 1001, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lp Finch & Associates	Foxfield	CO	07/2000	Present
Geneos Wealth Management, Inc	Foxfield	CO	04/2008	Present
Financial Design & Management, Inc.	Fort Collins	CO	04/2008	06/2020

07/2000 → Present

Lp Finch & Associates

Foxfield, CO
04/2008 → Present

Geneos Wealth Management, Inc

Foxfield, CO
04/2008 → 06/2020

Financial Design & Management, Inc.

Fort Collins, CO

Previous Registrations

2008-04-17 → 2020-05-29

Financial Design & Management, Inc.

Foxfield, CO
2008-03-31 → 2011-09-06

Adrian & Associates Inc

Lakewood, CO
2004-08-25 → 2008-04-25

Osaic Wealth, Inc.

Lakewood, CO

Lakewood, CO

Aurora, CO

Other Businesses

1) DBA:OWNER OF LP FINCH & ASSOCIATES INC BUSINESS LOCATED BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) SUBDBA/OWNER:G5 FINANCIAL GROUP LLC. 4) TOES LLC-OWNER. 5) REGIS JESUIT HIGH SCHOOL-BOARD OF TRUSTEES. 6) NOTARY PUBLIC. 7) REGIS UNIVERSITY-TRUSTEE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-12
S63	Uniform Securities Agent State Law Examination	1995-09-19

S66 Uniform Combined State Law Examination

2003-09-12
S63 Uniform Securities Agent State Law Examination

1995-09-19

Other Names

Lawrence P Finch

View on SEC IAPD