Kevin Gerard Garvey

Current Employers

Employment History

• 01/2012 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → 02/2023
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 02/2023 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2018-11-01 → 2023-03-01
  Edelman Financial Engines
  Boca Raton, FL
• 2012-02-17 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  Boca Raton, FL
• 2008-04-03 → 2012-01-18
  Strategic Advisers Llc
  Boca Raton, FL
  Boca Raton, FL
  Aventura, FL
• 2007-03-07 → 2008-02-19
  Ameriprise Financial Services, Llc
  Weston, FL
  Ft Lauderdale, FL

Other Businesses

1) Insurance license 2) HOA Board Member; INVESTMENT RELATED: No; ADDRESS: 12049 NW 9TH CT, CORAL SPRINGS, FL 33071; NATURE: Homeowners association; POSITION: Vice President; START DATE: 08/02/2021; NUMBER OF HOURS/MONTH: 1 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: member of my HOA board. Review financials and assist in making decisions with regards to the upkeep and maintenance of the neighborhood. Attend quarterly board meetings 2nd to approve expenditures after president (other board member) initially approves them. 3)Lake Coral Springs HOA; INVESTMENT RELATED: No; ADDRESS: 12049 NW 9TH CT, CORAL SPRINGS, FL 33071; NATURE: There are seven communities that surround the lake in Coral Springs. Each community is responsible for the upkeep of the lake and park. This is a HOA association; POSITION: board member; START DATE: 08/03/2022; NUMBER OF HOURS/MONTH: 1 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: attend quarterly meetings assist with decisions regarding upkeep and maintenance of lake and park. 4) Broward Balloon and Backdrop Inc.; Not investment related: No; ADDRESS: CORAL SPRINGS, FL; NATURE: decoration business; POSITION: officer; START DATE: 09/10/2024; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: officer of balloon decoration business. 5) Blue & Gold LLC; Investment related, New Jersey, Member, Start date: 6/20/2025, 0 hours per month, This LLC is established solely to pool funds for a PE investment. I have no primary responsibilities.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-05

Designations

Other Names

• Kevin Gerard Garvey Jr