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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
368 E Yosemite Ave Ste 200, Merced, CA 95340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Merced | CA | 03/2009 | 06/2026 |
| Lpl Financial Llc | Merced | CA | 06/2026 | Present |
1. 06/2026 – Prestige Valley Wealth Management LLC – Business Entity For Tax/Investment Purposes Only – Inv Related – 160 Hour(s)/Month – 100 Hour(s) During Trading – Merced CA 95340 – OBA Start Date: 06/09/2026 2. 06/2026 – DNINEZ LLC – Business Entity For Tax/Investment Purposes Only– Inv Related – 160 Hour(s)/Month – 100 Hour(s) During Trading – Merced CA 95340 – OBA Start Date: 06/09/2026 3. 06/2026 – Decorum Wealth Management – DBA for LPL Business (entity for LPL business) – Inv Related – 40 Hour(s)/Month – 30 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 6/9/2026 4. 06/2026 – ZBROS Investments – Business Entity For Tax/Investment Purposes Only – Inv Related – 5 Hour(s)/Month – 1 Hour(s) During Trading – Merced CA 95340 – OBA Start Date: 03/01/2003
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
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