Philip Gary Masi

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-14
CT	RA	APPROVED	2016-12-07

FL RA
APPROVED

Since 2022-01-14
CT RA
APPROVED

Since 2016-12-07

Branch Locations

Naples, FL • United States

44 Old Ridgebury Road Suite P-140, Danbury, CT 06810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corp	Danbury	CT	12/2003	11/2016
Lpl Financial Llc	Danbury	CT	11/2016	Present
Integrated Wealth Concepts Llc	Danbury	CT	11/2016	Present

12/2003 → 11/2016

Lincoln Financial Advisors Corp

Danbury, CT
11/2016 → Present

Lpl Financial Llc

Danbury, CT
11/2016 → Present

Integrated Wealth Concepts Llc

Danbury, CT

Previous Registrations

2013-09-12 → 2016-12-07

Osaic Fa, Inc.

Poughkeepsie, NY

Brewster, NY

Other Businesses

1. 11/07/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ DANBURY, CT 2. 11/07/2016 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ 1%/ 14661 SPERANZA WAY, BONITA SPRINGS, FL 34135 3. 11/07/2016 - PHILIP MASI/ NON-VARIABLE INSURANCE/ 10%/ DANBURY, CT 4. 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 50% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in November 2016. I expect to spend approximately 50% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/27/2017 - New York Long-Term Care Brokers, LTD; National Long-Term Care Brokers, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 11/15/2017 - 80 Hours Per Month/4 Hours During Securities Trading - LTC. 6. 09/06/2019 - No business name - 40 Pemberwick Road, Greenwich, Ct - Real Estate Rental - start date:08/05/2019 - 5 hrs/mo - 0 hrs during trading. 7. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-09-10

S63 Uniform Securities Agent State Law Examination

1992-09-10

Designations

Other Names

Phil Masi

View on SEC IAPD