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701 Cool Springs Blvd Suite 500, Franklin, TN 37067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-03 |
| IA | RA | APPROVED | 2017-02-22 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Clarinda | IA | 10/1999 | Present |
| Sturm Financial Services | Clarinda | IA | 01/2001 | 01/2017 |
| Raymond James Financial Services Advisors, Inc | Clarinda | IA | 01/2009 | 03/2017 |
| Southwestern Investment Group | Clarinda | IA | 03/2017 | 01/2022 |
| Southwestern Investment Advisory Services | Clarinda | IA | 03/2018 | 01/2022 |
| Dixon Wells | Clarinda | IA | 11/2019 | Present |
| Sturm-Kew Wealth Team | Clarinda | IA | 04/2022 | Present |
(1)Name of Business: Personal Address: 114 W Main St , Clarinda , IA, 51632, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord - keeping up physical property, collecting rent, paying expenses (2)Name of Business: SageSpring Wealth Partners Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor (3)Name of Business: Sturm-Kew Wealth Team Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 04/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor (4)Name of Business: Vanbridge Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/20/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide insurance solutions to clients and introduce them to Vanbridge agents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-28 |
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