Duane Arthur Sturm

Employer firm

Sagespring Wealth Partners CRD 283515

$8.49B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Raymond James Financial Services
  Clarinda, IA
• 01/2001 → 01/2017
  Sturm Financial Services
  Clarinda, IA
• 01/2009 → 03/2017
  Raymond James Financial Services Advisors, Inc
  Clarinda, IA
• 03/2017 → 01/2022
  Southwestern Investment Group
  Clarinda, IA
• 03/2018 → 01/2022
  Southwestern Investment Advisory Services
  Clarinda, IA
• 11/2019 → Present
  Dixon Wells
  Clarinda, IA
• 04/2022 → Present
  Sturm-Kew Wealth Team
  Clarinda, IA

Previous Registrations

• 2009-01-02 → 2017-01-31
  Raymond James Financial Services Advisors, Inc
  Clarinda, IA
  Clarinda, IA
• 2002-04-04 → 2009-01-02
  Raymond James Financial Services, Inc.
  Red Oak, IA
  Clarinda, IA
  Franklin, TN
  Lincoln, NE
  Lincoln, NE

Other Businesses

(1)Name of Business: Personal Address: 114 W Main St , Clarinda , IA, 51632, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord - keeping up physical property, collecting rent, paying expenses (2)Name of Business: SageSpring Wealth Partners Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor (3)Name of Business: Sturm-Kew Wealth Team Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 04/25/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor (4)Name of Business: Vanbridge Address: 114 West Main Street, Clarinda, IA, 51632, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/20/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Provide insurance solutions to clients and introduce them to Vanbridge agents

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-17
• S63 Uniform Securities Agent State Law Examination
  1992-09-28

Other Names

• Duane Sturm