Wendi Lee Eckardt

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Morgan Stanley
  San Francisco, CA

Previous Registrations

• 2005-08-26 → 2013-09-20
  Ubs Financial Services Inc.
  Salt Lake City, UT
  Palo Alto, CA
  Bellevue, WA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Seattle, WA
• 1998-08-26 → 2005-08-30
  Morgan Stanley Dw Inc.
  San Jose, CA

Other Businesses

1. FINRA/1 LIBERTY PLAZA 165 BROADWAY 27TH FL. NEW YORK, NY 1006/FINRA ARBITRATOR/ 5 HRS. PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1994-04-13

Other Names

• Wendy Lee Gilman
• Wendy Eckardt
• Wendy Lee Gilman
• Wendy Lee Eckardt