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Gavin Andrew Tolan

Spc

Ann Arbor, MI

Phoenix, AZ

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-01-02
OR RA APPROVED 2026-01-02
AZ RA APPROVED 2024-10-10
  • AR RA
    APPROVED
    Since 2026-01-02
  • OR RA
    APPROVED
    Since 2026-01-02
  • AZ RA
    APPROVED
    Since 2024-10-10

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

10000 N 31St Ave, Ste D-129, Phoenix, AZ 85051 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc Fresno CA 04/2016 10/2024
Scf Investment Advisors, Inc. Fresno CA 04/2016 10/2024
Parkland Securities, Llc Ann Arbor MI 10/2024 Present
Sigma Planning Corp Ann Arbor MI 10/2024 Present
  • 04/2016 → 10/2024
    Scf Securities, Inc
    Fresno, CA
  • 04/2016 → 10/2024
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 10/2024 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 10/2024 → Present
    Sigma Planning Corp
    Ann Arbor, MI
Previous Registrations
  • 2016-04-07 → 2024-10-09
    Scf Investment Advisors, Inc.
    Phoenix, AZ
    San Diego, CA
    Scottsdale, AZ
    Phoenix, AZ
  • 2010-08-25 → 2016-04-01
    Wfg Advisors, Lp
    Peoria, AZ
Other Businesses

1. FIFTY200 INVESTMENT MANAGEMENT - 100% OWNER - PROVIDE FINANCIAL SERVICES TO INDIVIDUAL INVESTORS - 40 HRS/MONTH DURING WEEKDAYS, TIME VARIES FOR EVENINGS/WEEKENDS 2. PACIFIC LIFE - LTC INSURANCE SALES - EDUCATE & RECOMMEND PRODUCTS TO THE PUBLIC 3. Arcadia High School, Phoenix, AZ. Coaching high school athletics. Start date: 10/9/25, approx. 10 hrs/mo, none during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-28
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S65 Uniform Investment Adviser Law Examination
    2010-07-28
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05

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