Frank Vincent Sapareto

Current Employers

Fvs Financial

Derry, NH • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	1994-04-14

MA RA
APPROVED

Since 1994-04-14

Branch Locations

Derry, NH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fvs Financial	Derry	NH	08/1993	Present
Source Capital Group, Inc.	Westport	CT	03/2015	02/2017
Fortune Financial Services, Inc.	Monaca	PA	01/2019	01/2019
Advisory Roup Equity Services	Woburn	MA	01/2017	10/2018
Nh Legislature	Concord	NH	12/1998	Present
Trustmont Financial Group, Inc.	Greensburg	PA	03/2019	05/2020

08/1993 → Present

Fvs Financial

Derry, NH
03/2015 → 02/2017

Source Capital Group, Inc.

Westport, CT
01/2019 → 01/2019

Fortune Financial Services, Inc.

Monaca, PA
01/2017 → 10/2018

Advisory Roup Equity Services

Woburn, MA
12/1998 → Present

Nh Legislature

Concord, NH
03/2019 → 05/2020

Trustmont Financial Group, Inc.

Greensburg, PA

Previous Registrations

1994-07-05 → 2003-09-09

Fvs Financial

Derry, NH

Other Businesses

OWNER, FVS FINANCIAL (DBA). 14 OXBOW LANE, DERRY, NH 03038. INVESTMENT RELATED. INSURANCE BROKERS LICENSE. NH & MA. REAL ESTATE BROKERS AND SALES LICENSE. FUNDAMENTAL FINANCIAL PLANNING TO INDIVIDUAL CLIENTS. START DATE: 1993. 30 HPW. 5 HOURS/TRADING HOURS. Security Benefits; Investment related: Yes; Location: 1008 Oak St Kansas City MO 64106 USA; Description: Insurance Co; Position Title: Agent; Responsibilities Duties: Sales; Start date: 2022-01-01; Hours per month during trading hours: 10; Hours per month outside trading hours: 9; Percentage of total yearly compensation expected to be derived from the business: 33. Nationwide; Investment related: Yes; Location: 10350 Ormsby Park Place Louisville KY 40233 USA; Description: Insurance Co; Position Title: Advisor; Responsibilities Duties: Sales; Start date with business: 2021-01-01; Hours per month during trading hours: 1; Hours per month outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 33; Additional notes: I've been doing business with Nationwide since 1993.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-06

S63 Uniform Securities Agent State Law Examination

1992-10-06

Other Names

Frank Vincent Sapareto

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