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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Plano | TX | 01/1997 | 03/2017 |
| Mml Investors Services, Llc | Dallas | TX | 03/2017 | Present |
| Massmutual Life Insurance Co | Dallas | TX | 07/2016 | Present |
(1)NAME: PEGGY TUNG INV REL: Y ADD: 6517 MANDALAY CT, MCKENNEY TX 75070 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 4/1/2018 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. (2)NAME: PEGGY TUNG INV REL: Y ADD: 812 BIRDIE DR, ALLEN TX 75013 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 04/24/2017 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. (3)NAME: PEGGY TUNG INV REL: Y ADD: 3905 MARINER ST MCKINNEY TX 75070 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 6/1/2013 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. (4)NAME: PEGGY TUNG INV REL: Y ADD: 13455 NOEL RSD., 20TH FLOOR DALLAS TX 75240 NATURE: INDIVIDUAL LIFE, GROUP LIFE, DI, FIXED ANNUITY, LTC, HEALTH, MEDICARE SUPPLEMENT/MEDICARE ADVANTAGE POSITION: AGENT START DATE: 07/01/2019 No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 15.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-23 |
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