Peter James Alofsin

Current Employers

Employment History

• 05/2011 → Present
  Capital Wealth Management, Llc
  West Warwick, RI
• 04/2012 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  West Warwick, RI

Previous Registrations

• 2003-04-21 → 2012-04-24
  Kestra Investment Services, Llc
  W. Warwick, RI
  West Warwick, RI
• 2003-05-09 → 2004-08-26
  Steele Capital Management, Inc.
  Warwick, RI

Other Businesses

(1.) NAME OF OBA: BROKERS'SERVICE MARKETING GROUP, INC; ADDRESS OF OBA: PROVIDENCE, RI 02903; NATURE: LIFE INSURANCE AND ANNUITY SALES AND SERVICE; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT / COMMISSIONABLE AGENT; DUTIES: SALES OF LIFE INSURANCE AND ANNUITY SALES AND SERVICE; START DATE: 1995; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (2.) NAME OF OBA: AD, LLC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: OFFICE CONDO OVERSIGHT; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: OFFICE CONDO OVERSIGHT; START DATE: 2008; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (3.) NAME OF OBA: COVENTRY FIRST; ADDRESS OF OBA: FORT WASHINGTON, PA 19034; NATURE: LIFE SETTLEMENT; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT; DUTIES: CONSULTING; START DATE: 2007; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (4.) NAME OF OBA: MAKE A DIFFERENCE FOUNDATION, INC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: FUNDRAISING; INVESTMENT RELATED: NO; TITLE WITH OBA: FUNDRAISING COMMITTEE MEMBER; DUTIES: MAIL FUNDRAISING LETTERS TO FRIENDS FOR THANKSGIVING MEALS TO THE UNDERPRIVILEGED; START DATE: 1993; APPROX. NUMBER OF HOURS/MONTH: 5 HOURS/YEAR; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (5.) NAME OF OBA: LONG WHARF TRUSTEES; ADDRESS OF OBA: NEWPORT, RI; NATURE: BOAD OF TRUSTEES; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT; DUTIES: CONSULTANT FOR SCHOLARSHIP BOARD; START DATE: 10/2016; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; (6.) NAME OF OBA: WANUMETONOMY GOLF AND COUNTRY CLUB; ADDRESS OF OBA: MIDDLETOWN, RI; NATURE: COUNTRY CLUB; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF GOVERNORS MEMBER; DUTIES: ATTEND MONTHLY MEETINGS; START DATE: 3/2021; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 (7.) PETER ALOFSIN POSITION: Notary NATURE: I am simply a "Notary Public" INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/09/2025 ADDRESS: 191 Wyndham Hill Road, Middletown RI 02842, United States DESCRIPTION: I attest to signatures by witnessing and attesting that the person did in fact sign

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-06
• S63 Uniform Securities Agent State Law Examination
  1995-02-22

Designations

Other Names

• Peter Alofsin
• Peter J. Alofsin