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Roger Glasgow

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Chevy Chase, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-06-08
VA RA APPROVED 2021-01-23
TX RA APPROVED 2014-09-05
DC RA APPROVED 2013-09-04
  • MD RA
    APPROVED
    Since 2022-06-08
  • VA RA
    APPROVED
    Since 2021-01-23
  • TX RA
    APPROVED
    Since 2014-09-05
  • DC RA
    APPROVED
    Since 2013-09-04

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

5550 Friendship Blvd, Chevy Chase, MD 20815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2013 Present
Bank Of America, N.A. Washington DC 01/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-27
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S65 Uniform Investment Adviser Law Examination
    2013-08-27
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29
Other Names
  • Roger Decourey Glasgow
  • Roger Decourey Glasgow

View on SEC IAPD

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