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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-02-05
  • WI RA
    APPROVED
    Since 2009-02-05

Branch Locations

4061 North Main St Ste 250, Racine, WI 53402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/1997 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2006 Present
Bode Financial Group, Ltd Racine WI 09/2005 Present
  • 01/1997 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2005 → Present
    Fairfield, IA
  • 08/2006 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2005 → Present
    Bode Financial Group, Ltd
    Racine, WI
Other Businesses

1) THOMAS L BODE,CPA ,4061 N MAIN ST STE 250,RACINE,WI as OWNER PROVIDING TAX PREP AND PLANNING SERVICES. 6/2018 NIR - 100/YR - 2/TRADING. 2) INVESTMENT ADV REP FOR CAMBRIDGE INV. RESEARCH,1776 PLEASANT PLAIN RD,FAIRFIELD,IA 52556;STARTED 1/15/97 DEVOTING 40 HRS MTHLY WITH 20 HRS DURING TRADING HRS. 3) INDEPENDENT INSURANCE AGENT, 4061 N MAIN ST STE 250, RACINE, WI, 9/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 1/TRADING. 4) 1ST CONGRESSIONAL DISTRICT REPUBLICAN PARTY OF WISCONSIN, 706 SCHOOL ST, SILVER LAKE, WI 5/2018 ; AS 2ND VICE CHAIRMAN ; NOT INVESTMENT RELATED ; DEVOTES 3 HR/MO ; NONE DURING TRADING HOURS ; NON-PROFIT. 5) BODE FINANCIAL GROUP, LTD, 4061 N MAIN STREET, RACINE WI, PRESIDENT/OWNER- S CORP- INV REL- 50 WK- 32.5/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/15/1997

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-05
S63 Uniform Securities Agent State Law Examination 1992-09-18
  • S65 Uniform Investment Adviser Law Examination
    1996-12-05
  • S63 Uniform Securities Agent State Law Examination
    1992-09-18
Designations
Other Names
  • Tom Bode

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