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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2009-02-05 |
Branch Locations
4061 North Main St Ste 250, Racine, WI 53402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/1997 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2006 | Present |
| Bode Financial Group, Ltd | Racine | WI | 09/2005 | Present |
1) THOMAS L BODE,CPA ,4061 N MAIN ST STE 250,RACINE,WI as OWNER PROVIDING TAX PREP AND PLANNING SERVICES. 6/2018 NIR - 100/YR - 2/TRADING. 2) INVESTMENT ADV REP FOR CAMBRIDGE INV. RESEARCH,1776 PLEASANT PLAIN RD,FAIRFIELD,IA 52556;STARTED 1/15/97 DEVOTING 40 HRS MTHLY WITH 20 HRS DURING TRADING HRS. 3) INDEPENDENT INSURANCE AGENT, 4061 N MAIN ST STE 250, RACINE, WI, 9/2007 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 1/TRADING. 4) 1ST CONGRESSIONAL DISTRICT REPUBLICAN PARTY OF WISCONSIN, 706 SCHOOL ST, SILVER LAKE, WI 5/2018 ; AS 2ND VICE CHAIRMAN ; NOT INVESTMENT RELATED ; DEVOTES 3 HR/MO ; NONE DURING TRADING HOURS ; NON-PROFIT. 5) BODE FINANCIAL GROUP, LTD, 4061 N MAIN STREET, RACINE WI, PRESIDENT/OWNER- S CORP- INV REL- 50 WK- 32.5/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/15/1997
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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