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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-04
KY RA APPROVED 2015-04-29
  • TX RA
    APPROVED_RES
    Since 2021-10-04
  • KY RA
    APPROVED
    Since 2015-04-29

Branch Locations

Louisville, KY • United States

909 Wrights Summit Pkwy Ste 110, Fort Wright, KY 41011 • United States

13293 O'BAnnon Station Way, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Louisville KY 09/1985 Present
Pfs Investments Inc Louisville KY 08/1992 Present
Wilson & Muir Bank Louisville KY 07/2023 08/2023
Primerica Duluth GA 08/2023 Present
  • 09/1985 → Present
    Primerica Financial Services
    Louisville, KY
  • 08/1992 → Present
    Louisville, KY
  • 07/2023 → 08/2023
    Wilson & Muir Bank
    Louisville, KY
  • 08/2023 → Present
    Primerica
    Duluth, GA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Go 90 Grow Training Solutions LLC, Not investment related, Kalaheo, HI 96741, Affiliate, 02/2020 to Present, 1 hour committed per month (0 hours during securities trading hours). DBA Flyaway Hair Stories, Comedy, Music, Writing, Recording, Childrens Books, Not investment related, Owner, 11/10/2011 to Present, 8 hours committed per month (0 hours during securities trading hours), Posting music and comedy materials on iTunes, Rhapsody, eMusic, Amazon, etc. and children's books offered by Kindle. Hatcher Bros, LLC, Partner, 01/2026 To Present, Partnership, Louisville, KY 40241, Not Investment Related, 1 hour per month (0 during securities trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-23
S63 Uniform Securities Agent State Law Examination 1992-09-08
  • S65 Uniform Investment Adviser Law Examination
    2015-02-23
  • S63 Uniform Securities Agent State Law Examination
    1992-09-08

View on SEC IAPD

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