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Laura Theresa Jayne

Wells Fargo Clearing Services, LLC

Southampton, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
TX RA APPROVED_RES 2011-03-08
NJ RA APPROVED 2005-07-28
  • NY RA
    APPROVED
    Since 2021-07-18
  • TX RA
    APPROVED_RES
    Since 2011-03-08
  • NJ RA
    APPROVED
    Since 2005-07-28

Branch Locations

67 Hampton Rd, Southampton, NY 11968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Southampton NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Southampton NY 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; SOUTHAMPTON, NY; OWNER; START: 1/2/17; 3 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-16
S63 Uniform Securities Agent State Law Examination 1992-09-24
  • S65 Uniform Investment Adviser Law Examination
    2002-09-16
  • S63 Uniform Securities Agent State Law Examination
    1992-09-24
Other Names
  • Laura Theresa Lavigna
  • Laura Theresa Lavigna

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Southampton, NY
UBS FINANCIAL SERVICES INC. · SOUTHAMPTON, NY
WELLS FARGO CLEARING SERVICES, LLC · SOUTHAMPTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHAMPTON, NY
LPL FINANCIAL LLC · SOUTHAMPTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Southampton, NY
EDWARD JONES · BRIDGEHAMPTON, NY

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