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Christopher Michael King

Ameriprise Financial Services, LLC

New Orleans, LA

Madisonville, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-07-20
TX RA APPROVED 2015-02-06
  • LA RA
    APPROVED
    Since 2015-07-20
  • TX RA
    APPROVED
    Since 2015-02-06

Branch Locations

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Madisonville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 02/2015 03/2020
Ameriprise Financial Services, Llc New Orleans LA 03/2020 Present
Previous Registrations
  • 2012-10-01 → 2015-02-18
    J.P. Morgan Securities Llc
    Metairie, LA
  • 2005-12-16 → 2012-10-01
    Chase Investment Services Corp.
    Kenner, LA
    Metairie, LA
    Covington, LA
    Covington, LA
Other Businesses

Real Estate Ownership; A single condominium unit.; 3655 Scenic Hwy 98 Unit 703B, , Destin, FL, 32541; Not Investment-Related; 11/02/2020. Fiduciary Activities; Trustee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-15
S63 Uniform Securities Agent State Law Examination 1992-11-06
  • S65 Uniform Investment Adviser Law Examination
    2005-12-15
  • S63 Uniform Securities Agent State Law Examination
    1992-11-06
Other Names
  • Chris King
  • Christopher King

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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