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Peter Francis Motta

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Daufuskie Island, SC

Hilton Head Island, SC

Columbus, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-11-30
FL RA APPROVED 2009-05-14
TX RA APPROVED 2007-06-19
OH RA APPROVED 1999-08-09
  • SC RA
    APPROVED
    Since 2020-11-30
  • FL RA
    APPROVED
    Since 2009-05-14
  • TX RA
    APPROVED
    Since 2007-06-19
  • OH RA
    APPROVED
    Since 1999-08-09

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Daufuskie Island, SC • United States

21 Hatton Pl, Hilton Head Island, SC 29926 • United States

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 07/1992 Present
Bank Of America, Na Columbus OH 12/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-02-20
S65 Uniform Investment Adviser Law Examination 1999-06-14
  • S63 Uniform Securities Agent State Law Examination
    2006-02-20
  • S65 Uniform Investment Adviser Law Examination
    1999-06-14
Other Names
  • Peter F Motta

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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