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Michael Francis Ventura

Independence Financial Advisors, LLC

Franklin, NH

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Current Employers
Independence Financial Advisors, Llc

402 Central Street, Franklin, NH 03235 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-04-19
NH RA APPROVED 2011-04-11
  • MA RA
    APPROVED
    Since 2011-04-19
  • NH RA
    APPROVED
    Since 2011-04-11

Branch Locations

402 Central Street, Franklin, NH 03235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Hartford CT 03/1999 Present
Independence Financial Advisors, Llc Franklin NH 04/2011 Present
Previous Registrations
Other Businesses

EMPLOYED AS A REGISTERED REPRESENTATIVE AND INVESTMENT ADVISOR REPRESENTATIVE WITH INFINEX INVESTMENTS, INC. WORK OUT THE OFFICE LOCATED AT 387 CENTRAL STREET, FRANKLIN, NEW HAMPSHIRE 03235. DEVOTE APPROXIMATELY 25% OF TIME TO INFINEX MATTERS. DUTIES INCLUDE BORKERAGE ACTIVITIES AND SUPERVISORY ACTIVITIES OF OTHER BRANCH EMPLOYEES. INDEPENDENT FINANCIAL ADVISORS, LLC 387 CENTRAL ST-FRANKLIN, NH 03235 - INVESTMENT MMGT-YES INVESTMENT RELATED-PRESIDENT 4/5/2011-130 HRS MONTHLY-DURING MARKET HOURS NH CHARTIABLE FOUNDATION-PUBLIC CHARITY MAKING LOANS AND GRANTS-NOT INVESTMENT RELATED-BOARD MEMBER-2 HRS MONTHLY-NOT DURING MARKET HOURS-BOARD MEMBER SPAULDING YOUTH CENTER- 130 SHEDD RD-TILTON, NH - SCHOOLING FOR SPECIAL NEEDS STUDENTS-NOT INVESTMENT RELATED-CHAIRMAN OF BOARD-6/02 5 HRS MONTHLY-4 HOURS DURING MARKET HOURS FRANKLIN ROTARY-CIVIC ORGANIZATION-NOT INVESTMENT RELATED- TREASURER-2002-5HRS MONTLY-1 DURING MARKET HOURS-HANDLE & PROCESS CLUB DUES & BILLS THE MIDDLE-MAIN ST-FRANKLIN, NH- PERFORMING ARTS CNETER - NOT INVESTMENT RELATED - BOARD MEMBER - 2009 6 HRS MONTHLY - 2 HRS DURING MARKET HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1992-09-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-09-26

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