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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-11-05 |
Branch Locations
406 Main Street, Keokuk, IA 52632 • United States
999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krueger Brokerage Inc. | Keokuk | IA | 08/1992 | Present |
| B.B. Graham & Co. | Orange | CA | 03/2014 | Present |
Finance Committee Chairman, First Christian Church; located at 3476 Main St, Keokuk, IA 52632; Non-profit; No compensation; Non-Investment related; 4 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-19 |
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