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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-01-31 |
| CT | RA | APPROVED | 1994-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 09/1994 | Present |
| Bank Of America, N.A. | Stamford | CT | 09/2014 | Present |
I*11897For profit or not for profit: Name of outside business organization: POAInvestment related: Address of business:Stamford, Connecticut 06902Nature of business: ,Position, title, association: , Start date of relationship: 2/20/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*4588279 Entity Type: N/A Name of OBA: A K Cross Trust dated 7/14/04 Address: Stamford, Connecticut, 6905 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/19/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-05 |
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