Nadia Shokohi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-19
FL	RA	APPROVED	2023-10-05
TX	RA	APPROVED_RES	2017-05-26
CO	RA	APPROVED	2008-05-09

CA RA
APPROVED

Since 2025-02-19
FL RA
APPROVED

Since 2023-10-05
TX RA
APPROVED_RES

Since 2017-05-26
CO RA
APPROVED

Since 2008-05-09

Branch Locations

Parker, CO • United States

Panama City Beach, FL • United States

1755 Telstar Drive, Suite 300, Colorado Springs, CO 80920 • United States

900 E Hamilton Ave Ste 100, Campbell, CA 95008 • United States

Shokohi Wealth Management Group Llc

11020 South Pikes Peak Drive Suite 324, Parker, CO 80138 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-02-13

CO RA
APPROVED

Since 2024-02-13

Branch Locations

11020 South Pikes Peak Drive, Suite 324, Parker, CO 80138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Parker	CO	05/2008	Present
Sheridan Road Financial (Dba: Sheridan Road)	Parker	CO	07/2018	08/2019

05/2008 → Present

Lpl Financial Llc

Parker, CO
07/2018 → 08/2019

Sheridan Road Financial (Dba: Sheridan Road)

Parker, CO

Previous Registrations

2020-09-29 → 2022-12-31

Shokohi Wealth Management Group Llc

Parker, CO
2018-09-14 → 2019-08-14

Sheridan Road Advisors, Llc, A Hub International Company

Parker, CO

Northbrook, IL
2006-08-15 → 2008-05-21

Ubs Financial Services Inc.

Denver, CO

Other Businesses

1. 2/12/2016: Shokohi Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2016 - 160 Hours Per Month During Securities Trading. 2. 2/23/2017: No Business Name - Not Investment Related - Home Based - Other-Notary - Started 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 09/15/2023 - Real Estate Rental - Investment Related - Panama City Beach, FL - Start Date 03/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 4) 07/09/2025 - Associates of Clifton Park - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/03/2025 - 2 Hrs/Mth - 0 Hrs During Trading.