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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-04 |
| DC | RA | APPROVED | 2008-06-11 |
Branch Locations
1845 K Street, N.W., Washington, DC 20006-1209 • United States
1100 H Street Nw Suite 100, Washington, DC 20005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Washington | DC | 02/1994 | Present |
| Charles Schwab Bank, Ssb | Washington | DC | 02/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-16 |
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