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Richard Scott Nohelty

LPl Financial LLC

Watertown, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-11
MA RA APPROVED 2012-04-02
  • TX RA
    APPROVED
    Since 2017-04-11
  • MA RA
    APPROVED
    Since 2012-04-02

Branch Locations

158 Belmont St, Watertown, MA 02472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nohelty Asset Management Watertown MA 09/2001 Present
Lpl Financial Watertown MA 04/2012 Present
  • 09/2001 → Present
    Nohelty Asset Management
    Watertown, MA
  • 04/2012 → Present
    Lpl Financial
    Watertown, MA
Previous Registrations
Other Businesses

1. 4/2/2012: DBA ONLY - NOHELTY ASSET MANAGEMENT - WATERTOWN, MA. 2. 4/4/2012: NON-VARIABLE INSURANCE - SALE OF FIXED TERM, PERMANENT, AND DISABILITY INSURANCE. - TIME SPENT 1%. 3. 4/4/2012: CPA/BOOKKEEPER/TAX PREPARER - PAUL O'REILLY, CPA - TAX PREPARATION. - TIME SPENT 5%.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-07
  • S63 Uniform Securities Agent State Law Examination
    1992-10-07
Designations
Other Names
  • Dick Nohelty

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