Steven Lee Petersen

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-10-05
FL	RA	APPROVED	1994-05-26

TX RA
APPROVED_RES

Since 2006-10-05
FL RA
APPROVED

Since 1994-05-26

Branch Locations

500 S Florida Avenue Ste 310, Lakeland, FL 33801-5240 • United States

Valrico, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Lakeland	FL	09/2005	Present

09/2005 → Present

Ameriprise Financial Services, Inc.

Lakeland, FL

Other Businesses

Business Ownership; HRP Enterprises; In charge of the bank account.; Was set up when I owned the building where I rented to other advisors. Will remain in place to pay receptionist.; 4927 Southfork Dr, , Lakeland, FL, 33813; Not Investment-Related; 10/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; LVIM; Board Member; 600 W Peachtree Street, , Lakeland, FL, 33815; Not Investment-Related; 07/22/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-02
S63	Uniform Securities Agent State Law Examination	1993-01-15

S66 Uniform Combined State Law Examination

2004-04-02
S63 Uniform Securities Agent State Law Examination

1993-01-15

Other Names

Steven L Petersen
Peter L Petersen
Steven Petersen

View on SEC IAPD