Daniel Paul Mccarthy

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 02/2024
  The Quincy Group, Inc.
  Quincy, MA
• 05/2015 → 02/2024
  Royal Alliance Associates
  Quincy, MA
• 02/2024 → Present
  Apollon Wealth Management
  Quincy, MA

Previous Registrations

• 2015-06-08 → 2024-03-06
  Osaic Wealth, Inc.
  Braintree, MA
  Quincy, MA
  Scottsdale, AZ
• 2010-02-02 → 2015-06-03
  National Planning Corporation
  Los Angeles, CA
  Quincy, MA
• 2004-07-14 → 2010-02-02
  Securities America Advisors, Inc.
  Quincy, MA
• 2002-06-26 → 2004-07-16
  Cetera Investment Advisers Llc
  Quincy, MA
• 2002-02-23 → 2002-07-15
  Asset & Financial Planning, Ltd
  Newton Center, MA

Other Businesses

- THE QUINCY GROUP, INC; POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2002 ADDRESS: 25 Braintree Hill Office Park, Suite 408, Braintree MA 02184, United States DESCRIPTION: Maintain client insurance policies and should client have insurance needs, discuss options and opportunities available to them. - DAN MCCARTHY Trust; POSITION: Trustee NATURE: Family Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2016 ADDRESS: 25 Braintree Hill Office Park, Suite 411, Braintree MA 02184, United States DESCRIPTION: Trustee of my parents Irrevocable trust. - Lionheart Behavioral Health Services, LLC; Owner; Outpatient Counseling and Therapy clinic for substance abuse and mental health treatment; 770 Broadway Raynham, MA 02767; Start Date 7/1/2024; Hrs/Mth 10; Hrs/Mth during Trading 0; Investor and part owner of outpatient substance abuse and mental health services company.

Exams

• S66 Uniform Combined State Law Examination
  2018-10-16
• S65 Uniform Investment Adviser Law Examination
  1995-07-31
• S63 Uniform Securities Agent State Law Examination
  1992-09-25