Sandra Ellen Bredthauer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16

NY RA
APPROVED

Since 2021-04-16

Branch Locations

Hopewell Jct, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Hopewell Junction	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Hopewell Junction	NY	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Hopewell Junction, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Hopewell Junction, NY

Other Businesses

Board of Directors; Junior League of Poughkeepsie; Sustainer Representative; Poughkeepsie NY, ,; Not Investment-Related; 01/27/2016; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-22
S63	Uniform Securities Agent State Law Examination	1992-09-14

S65 Uniform Investment Adviser Law Examination

1996-04-22
S63 Uniform Securities Agent State Law Examination

1992-09-14

Designations

Certified Financial Planner

Other Names

Sandra Ellen Rizzo
Sandra Ellen Bredthauer

View on SEC IAPD