Carl Thomas Thoenen

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → Present
  Aag Securities, Inc.
  Cincinnati, OH
• 08/2010 → Present
  Lincoln Investment
  Hazelwood, MO
• 05/1992 → Present
  Fixed And Fixed Index Annuities
  Hazelwood, MO

Previous Registrations

• 2016-04-22 → 2024-02-12
  Capital Analysts
  Hazelwood, MO
• 2006-08-28 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  St. Louis, MO
  Hazelwood, MO
  Hazelwood, MO
  Hazelwood, MO
  St. Charles, MO

Other Businesses

TAX FILING POSITION: prepare and file tax returns. NATURE: taxes INV RELATED: No # OF HRS: 10 SEC TRAD HRS: 0 START DATE: 02/10/2012 ADDR: 2 Upper Dardenne Farms Dr., st. charles MO 63304 DESCR: file tax returns THE CRIES OF A CHILD POSITION: Vice President on the Board of Directors NATURE: Charity INV RELATED: No # OF HRS: 8 SEC TRAD HRS: 0 START DATE: 01/03/2013 ADDR: 2 Upper Dardenne Farms Dr., St. Charles MO 63304 DESCR: Help manage bills, construction ideas, shipping medical equipment, fundraising, managing budgets. FIXED INDEX ANNUITIES POSITION: agent NATURE: sales INV RELATED: No # OF HRS: 12 SEC TRAD HRS: 12 START DATE: 05/05/1992 ADDR: 9150 Pershall Rd., hazelwood MO 63042 DESCR: determine suitability and take any applications. TROOP 957 POSITION: Chartered Organization Representative NATURE: Boy Scout Troop INV RELATED: No # OF HRS: 15 SEC TRAD HRS: 0 START DATE: 01/01/2018 ADDR: 810 Westwood Industrial Dr, Weldon Spring MO 63304 DESCR: manage the relationship of the troop with the church, expenses and reimburse volunteers. Manage payments. ST. CHARLES RIVER CHURCH POSITION: Men's Group Leader NATURE: church INV RELATED: No # OF HRS: 5 SEC TRAD HRS: 0 START DATE: 01/01/2018 ADDRESS: 810 Westwood Industrial Dr, St. Charles MO 63304 DESCR: Lead meetings and plan events. ATAI ORPHANAGE POSITION: Volunteer Board position NATURE: charitable INV RELATED: No # OF HRS: 1 SEC TRAD HRS: 0 START DATE: 01/01/2018 ADDRESS: 810 Westwood Industrial Dr., St. Charles MO 63304 DESCR: Attend monthly board meeting to help with planning. INSURANCE SALES POSITION: agent or broker. NATURE: sales INV RELATED: No # OF HRS: 4 SEC TRAD HRS: 1 START DATE: 05/05/1992 ADDRESS: 6250 Howdershell Rd., hazelwood MO 63042 DESCR: prospect and talk to clients about life, disability, health, and long-term care insurance products. CKT LLC POSITION: Manager NATURE: Real estate INV RELATED: Yes # OF HRS: 1 SEC TRAD HRS: 0 START DATE: 02/16/2015 ADDRESS: 2 Upper Dardenne Farms Dr, St. Charles MO 63304 DESCR: Small amount of operational support and funding of the opportunities as a private investor only. Properties are managed by a management company HS4J, LLC POSITION: Manager NATURE: Hair Salon INVESTMENT RELATED: No # OF HRS: 4 SEC TRAD HRS: 0 START DATE: 02/01/2016 ADDR: 2 Upper Dardenne Farms Dr, St. Charles MO 63304 DESCR: REVIEW FINANCIALS THAT ARE PRODUCED AND BRAINSTORM IDEAS. MBB, LLC. DBA MOOYAH POS: MEMBER NATURE: retail food sales INVESTMENT RELATED: No # OF HRS: 2 SEC TRAD HRS: 0 START DATE: 09/15/2023 ADDR: 2025 Highway K, O'fallon MO 63366 DESCR: Business advisor and decision-making TIGR, LLC POS: Shareholder NATURE: retail food INVESTMENT RELATED: No # OF HRS: 1 SEC TRAD HRS: 0 START DATE: 09/16/2021 ADDR: 2025-7 Hwy K, O'Fallon MO 63366 DESCR: advising on decisions Youth Outdoor Leadership Org Pos: Executive Director Nature: Non-profit Inv Related: No Hours: 2 Sec Trading Hours: 0 Start Date: 8/1/2026 Address: 2 Upper Dardenne Farms Dr., St. Charles, MO. 63304 Descr: Receive corporate sponsor donations For His Glory Ministries Position: Board Member and moving into Treasurer role Nature: Evangelism and humanitarian work Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 8/6/2026 Address: 3034 Winghaven Blvd, O'Fallon, Mo. 63368 O'Fallon, Missouri 63368 Description: Board member decisions and planning on allocating financial resources to projects and mission trips. Budget decisions. No investment related duties. 

Exams

• S66 Uniform Combined State Law Examination
  2003-10-03
• S63 Uniform Securities Agent State Law Examination
  1992-09-03