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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

9124 Terminal Ave, Skokie, IL 60077 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Chicago IL 11/1991 03/2017
Massmutual Life Insurance Co Skokie IL 07/2016 Present
Mml Investors Services, Llc Skokie IL 03/2017 Present
  • 11/1991 → 03/2017
    Metlife Securities Inc.
    Chicago, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Skokie, IL
  • 03/2017 → Present
    Skokie, IL
Previous Registrations
  • 1998-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Chicago, IL
Other Businesses

(1) NAME: IRVING BIRNBAUM INV REL: Y ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: FIDUCIARY ROLE POSITION: TRUSTEE START DATE: 01/01/1995 NO. HR/MO: VARIES NO. HR/MO DURING SEC TRADING: VARIES (2) NAME: CONGREGATION ADAS BNEI ISRAEL INV REL: N ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: SYNAGOGUE POSITION: BOARD MEMBER START DATE: 06/30/2025 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: REVIEW PERFORMANCE, FUND RAISE FROM NON-CLIENTS (3) NAME: IRVING BIRNBAUM INV REL: N ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: NOTARIZE DOCS POSITION: NOTARY PUBLIC START DATE: 01/01/2001 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (4) NAME: SHOMRIM INV REL: N ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: BLOCK WATCH POSITION: BOARD MEMBER START DATE: 03/01/2016 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (5) NAME: IRVING BIRNBAUM INV REL: Y ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: IND LIFE/P&C/HEALTH, GROUP HEALTH/LIFE POSITION: AGENT START DATE:04/01/1992 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 (6) NAME: COMPREHENSIVE FINANCIAL CONCEPTS, LLC INV REL: Y ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: P&C POSITION: AGENT START DATE: 07/01/2016 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (7) NAME: HLKT LLC, RLZ LLC, ARM IDF HOLDINGS LLC INV REL: Y ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: CONSULTING ON THE 3 LLC'S HOLDINGS POSITION: SPECIAL PURPOSE MANAGER START DATE: 01/01/2021 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (8) NAME: IRVING BIRNBAUM INV REL: Y ADD: 9124 TERMINAL AVE SKOKIE IL 60077 NATURE: LIFE SETTLEMENT POSITION: AGENT START DATE: 01/01/2016 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: I WILL FACILITATE A LIFE SETTLEMENT WHEN A CASE IS APPROPRIATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-16
S63 Uniform Securities Agent State Law Examination 1992-09-14
  • S65 Uniform Investment Adviser Law Examination
    1998-02-16
  • S63 Uniform Securities Agent State Law Examination
    1992-09-14
Designations

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