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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthone, Llc (Wealthpoint, Llc) | Albany | NY | 08/2016 | Present |
| Lpl Financial, Llc | Albany | NY | 08/2016 | Present |
1. 8/23/2016 - CFP LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 8/19/2016 - 1 Hour Per Month - Time Spent 1%. 2. 8/16/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021. 3. 8/26/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/01/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through WealthOne, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-11 |
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