Paul Tobias Stracke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Wealthone, Llc (Wealthpoint, Llc)
  Albany, NY
• 08/2016 → Present
  Lpl Financial, Llc
  Albany, NY

Previous Registrations

• 2021-07-19 → 2024-01-10
  Wealthone, Llc
  Albany, NY
• 2007-03-13 → 2010-12-31
  Voya Financial Advisors, Inc.
  Albany, NY
  Latham, NY

Other Businesses

1. 8/23/2016 - CFP LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 8/19/2016 - 1 Hour Per Month - Time Spent 1%. 2. 8/16/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021. 3. 8/26/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/01/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through WealthOne, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-13
• S63 Uniform Securities Agent State Law Examination
  1992-09-11

Other Names

• Paul Tobias Jr Stracke
• Paul T Stracke