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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-14
  • MN RA
    APPROVED
    Since 2013-11-14

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Brooklyn Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Paul MN 03/2008 Present
Other Businesses

NAME OF ENTITY: Edinburgh Women's Golf Association. ADDRESS OF BUSINESS: 8700 Edinbrook Crossing Brooklyn Park, MN 55443. BUSINESS DESCRIPTIONS: Community Golf Association. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: 11/01/16. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Board of Directors. DUTIES PERFORMED: Board Secretary. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-16
S63 Uniform Securities Agent State Law Examination 2000-10-03
  • S65 Uniform Investment Adviser Law Examination
    2012-05-16
  • S63 Uniform Securities Agent State Law Examination
    2000-10-03
Other Names
  • Barbara Ann Mundt
  • Barbara A Kickhafer

View on SEC IAPD

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