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1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-08 |
Branch Locations
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 08/1995 | Present |
| Cgaa Inc | Hauppauge | NY | 04/2024 | Present |
CGAA INC POSITION: FINANCIAL PROFESSIONAL NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 90 INVESTMENT RELATED HOURS: 90 START DATE: 10/01/1996 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: Financial and Insurance Services. Life, Health, LTC, & Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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