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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-09-27 |
| NJ | RA | APPROVED | 2003-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 02/2003 | Present |
| Bank Of America,N.A. | Paramus | NJ | 06/2011 | Present |
I*2138263, Entity Type: Fiduciary, Name of OBA: s m, Address: tappan, New York, 01983, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 26-Dec-2024, No Hours: 2 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-02 |
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