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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-09 |
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 03/1991 | 11/2018 |
| Royal Alliance Associates, Inc. | New York | NY | 11/2018 | Present |
1. AETNA LIFE INS & ANNUITY 2. INSURANCE BROKERAGE POSITION: insurance broker NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1995 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Health insurance and DI sales. 3. ACORN FINANCIAL SERVICES POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 10/27/1992 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Client services. Life and securities sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-18 |
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