Kurt Randolph Winkler

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 03/2019
  John Hancock Funds, Llc
  Boston, MA
• 11/2010 → 03/2019
  Mfc Global Investment Management (U.S.), Llc
  Boston, MA
• 11/2018 → 03/2019
  John Hancock Advisers, Llc
  Boston, MA
• 06/2019 → 10/2021
  Foreside Fund Services, Llc
  Aurora, OH
• 05/2019 → 10/2021
  Vivaldi Asset Management, Llc
  Aurora, OH
• 11/2021 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 11/2021 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2018-11-08 → 2019-03-08
  John Hancock Investment Management Llc
  Boston, MA
• 2010-11-19 → 2018-11-08
  Manulife Investment Management (Us) Llc
  Boston, MA
  Aurora, OH
• 2008-12-03 → 2010-12-31
  John Hancock Investment Management Llc
  Aurora, OH
  Boston, MA
• 2003-01-22 → 2006-12-31
  John Hancock Distributors Llc
  Aurora, OH
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-05
• S63 Uniform Securities Agent State Law Examination
  1992-09-29

Other Names

• Kurt Randolph Winkler
• Kurt R Winkler