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Michael Gaffney Dow

Beacon Pointe Advisors, LLC

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Asset Management Chicago IL 02/2008 09/2017
Unemployed Chicago IL 10/2017 10/2018
Beacon Pointe Advisors, Llc Newport Beach CA 11/2018 Present
  • 02/2008 → 09/2017
    Ubs Asset Management
    Chicago, IL
  • 10/2017 → 10/2018
    Unemployed
    Chicago, IL
  • 11/2018 → Present
    Beacon Pointe Advisors, Llc
    Newport Beach, CA
Previous Registrations
  • 2003-06-17 → 2004-11-05
    Reams Asset Management Co Llc
    Columbus, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-10
S63 Uniform Securities Agent State Law Examination 1993-03-12
  • S65 Uniform Investment Adviser Law Examination
    1995-04-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-12
Designations

View on SEC IAPD

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