Tara Casey

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-30
TX	RA	APPROVED_RES	2020-05-21

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Uniondale	NY	03/2012	03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Melville	NY	03/2020	Present

03/2012 → 03/2020

Ubs Financial Services Inc.

Uniondale, NY
03/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-29
S63	Uniform Securities Agent State Law Examination	2001-03-05