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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1 Hemphill Pl Ste 104, Malta, NY 12020 • United States
1550 Vestal Pkwy E Ste B, Vestal, NY 13850 • United States
5700 Commons Park, East Syracuse, NY 13057 • United States
Vestal, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Vestal | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Vestal | NY | 03/2020 | Present |
Business Ownership; Strategic Concepts Group, LLC; Owner and Managing Partner of SCG, LLC. This is the operating entity for our Ameriprise Team practice.; Legal Entity to manage an Ameriprise Practice; 2100 Donna Drive, , Vestal, NY, 13850; Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours. Outside Employment; Strategic Concepts Group, LLC; CEO - Owner and Managing Partner of SCG, LLC. This is the operating entity for our Ameriprise Team practice.; ; 2108 Donna Drive, , Vestal, NY, 13850; Investment-Related; 01/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-02 |
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