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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horace Mann Investors, Inc | Rockland | MA | 08/2006 | 12/2018 |
| Lpl Financial Llc | Plymouth | MA | 01/2019 | Present |
1)1/2/19- MTS INSURANCE, INC- Insurance Agency- P&C, group health insurance, life- Inv. Related- Plymouth, MA - 160hrs/mth- 25% 2)1/2/19- Wetego LLC- Business Entity For Tax/Investment Purposes Only- Non-Inv. Related- Chicopee, MA--25% 3) 1/16/2019 - WeTego Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/09/2019 - 40 Hours Per Month During Securities Trading. 4) 2/18/2020 - Bay Financial Associates - DBA: Bay Financial Associates, LLC- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 5) 09/23/2022 - Guidewell /Florida Blue / Blue Cross Blue Shield - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 08/19/2022 - 80 Hours Per Month/4 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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