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Stephen Michael Hooks

J.P. Morgan Securities LLC

New Orleans, LA

Chalmette, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2021-06-16
TX RA APPROVED_RES 2015-03-24
LA RA APPROVED 2012-10-01
  • MS RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2015-03-24
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

5660 Read Blvd, New Orleans, LA 70127 • United States

9109 W Judge Perez Dr, Chalmette, LA 70043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Na Slidell LA 01/2006 Present
J.P. Morgan Securities Llc New Orleans LA 10/2012 Present
Jpmorgan Chase Bank, N.A. New Orleans LA 01/2018 Present
  • 01/2006 → Present
    Jpmorgan Chase Na
    Slidell, LA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    New Orleans, LA
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
Previous Registrations
  • 2010-11-18 → 2012-10-01
    Chase Investment Services Corp.
    Slidell, LA
    Slidell, LA
    Slidell, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Other Names
  • Steve Hooks
  • Stephen Hooks

View on SEC IAPD

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