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392 Aruba Circle Unit 101, Bradenton, FL 34209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-14 |
| TX | RA | APPROVED_RES | 2018-06-01 |
| CO | RA | APPROVED | 2017-01-25 |
Branch Locations
392 Aruba Circle Unit 101, Bradenton, FL 34209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities,Inc | San Diego | CA | 09/2000 | Present |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | Present |
| Setchfield Asset Management | Centennial | CO | 06/1997 | Present |
1. SETCHFIELD ASSET MANAGEMENT; ADVISOR; RIA; START DATE: 07/03/2004; 160 HOURS PER MONTH 2. SETCHFIELD ASSOCIATES LLC; DIRECTORE; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 08/18/2017; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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