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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2009-09-11 |
| TX | RA | APPROVED_RES | 2009-09-11 |
Branch Locations
1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Bismarck | ND | 09/2009 | Present |
1. Faith Properties LLP; 408 Ryan Dr, Bismark, ND 58501; Real Estate; buy investment real estate i.e. apartments; Co-Partner; 09/02/2010; 5 Hours per Year; Not during securities trading hours; Investment-Related 2. Riverstone Church; 2700 State St Suite E, Bismarck, ND 58503; Christian Non profit; Board Member; Act in good faith as a board member quarterly meetings; 08/29/2022; 4 Hours per Month; Not during securities trading hours; Not Investment-Related. 3. 9270 E. Mission Lane 202 LLC; 9270 E Mission Lane #202, Scottsdale, AZ 85258; rental property; 10/01/2019; 10 hr/qtr; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-01 |
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