Laurence Harold Mass

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Wilmington, NC
• 11/2016 → 04/2019
  Wells Fargo Clearing Services, Llc
  Wilmington, NC
• 04/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, NC

Previous Registrations

• 2008-01-01 → 2019-04-04
  Wells Fargo Clearing Services, Llc
  Wilmington, NC
  Wilmington, NC
• 2003-10-20 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Wilmington, NC
  St. Louis, MO
  Wilmington, NC

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; WILMINGTON, NC; 100% OWNERSHIP WITH SPOUSE; START 3/15/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; WILMINGTON, NC; 100% OWNERSHIP WITH SPOUSE; START 3/15/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. TEAL CAPITAL, LLC; NOT INVESTMENT RELATED; WILMINGTON, NC; 100% OWNERSHIP; START 4/5/2019; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 200; FINANCIAL ADVISOR. RENTAL PROPERTY, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP WITH SPOUSE, START 6/30/2021,5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP WITH SPOUSE, START 6/1/2021,5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. WINDWARD LEEWARD, LLC; NOT INV. RELATED; WILMINGTON, NC; 100% OWNERSHIP; START DATE 03/17/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROVIDING HARDWARDE TO THE SAILING INDUSTRY. DOWNWIND LLC; INV RELATED; WILMINGTON, NC; 100% OWNERSHIP; START DATE 8/12/2024; 3 HOURS PER MONTH; 0 DURING TRADING; HOLDING LLC FOR REAL ESTATE RENTAL PROPERTIES. HEADWATERS COVE HOA; NOT INV RELATED; WILMINGTON, NC; PRESIDENT; START DATE 6/25/2023; 3 HRS PER MONTH; 0 HRS DURING TRADING; LEADING MEETINGS, DISCUSSING BUDGET, EXPENSES, AND MAINTENANCE ISSUES, MAKING RECOMMENDATIONS ON HOW TO CONDUCT HOA BUSINESS, OVERSIGHT OF BOARD AND THE ASSOCIATION, SUBMITTING ANNUAL OPERATIONS REPORT, AND SUPERVISION OF MANAGEMENT. SEAGATE HOA; NOT INV RELATED; WILMINTON, NC; TREASURER; START DATE 11/25/2024; 3 HRS PER MONTH; 0 HRS DURING TRADING; ATTEND MEETINGS; HELP SET A BUDGET AND REVIEW FINANCIAL STATEMENTS; PRESENT A BUDGET TO THE MEMBERSHIP; ADDRESS ANY MAINTENANCE ISSUES THAT ARE ONGOING AND REPETITIVE; ENFORCE THE RULES AND REGULATIONS; AND ADDRESS OTHER TOPICS THAT COME UP TO THE BOARD TO BE VOTED ON THAT AFFECT THE HOA.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-27
• S63 Uniform Securities Agent State Law Examination
  1992-11-13

Other Names

• Larry Mass
• Laurence H Mass