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Deborah Ann Tata

Ameriprise Financial Services, LLC

Madison, CT

Woodbury, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1993-02-03
  • CT RA
    APPROVED
    Since 1993-02-03

Branch Locations

64 Wall Street Suite 150, Madison, CT 06443 • United States

Woodbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Middlebury CT 09/2005 03/2020
Ameriprise Financial Services, Llc Middlebury CT 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18
Other Names
  • Deborah Tata

View on SEC IAPD

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