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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2003-01-27 |
| TX | RA | APPROVED_RES | 1995-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 08/1992 | Present |
| Bank Of America, Na | Florham Park | NJ | 03/2010 | Present |
I*: 2592263 Entity Type: For Profit Name of OBA: T Interiors LLC Address: Madison, NJ 07940 Investment Related: No Position, Title, Association: Advisor Employee Start Date: 10/17/2022 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: T Interiors is my wife's interior design business. Financial Advisor of account investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-16 |
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