Thomas James Cush

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2021-01-26
TX	RA	APPROVED_RES	2006-06-30
MD	RA	APPROVED	1999-01-06
DC	RA	APPROVED	1994-06-09

DE RA
APPROVED

Since 2021-01-26
TX RA
APPROVED_RES

Since 2006-06-30
MD RA
APPROVED

Since 1999-01-06
DC RA
APPROVED

Since 1994-06-09

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

18949 Coastal Hwy, Rehoboth Beach, DE 19971 • United States

Lewes, DE • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Greenbelt	MD	08/1992	Present
Bank Of America,Na	Annapolis	MD	09/2009	Present

08/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenbelt, MD
09/2009 → Present

Bank Of America,Na

Annapolis, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-03
S63	Uniform Securities Agent State Law Examination	1992-10-16

S65 Uniform Investment Adviser Law Examination

1992-11-03
S63 Uniform Securities Agent State Law Examination

1992-10-16

Other Names

Thomas Cush
Tom Cush

View on SEC IAPD