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Maria Papageorgiou-Mcgrath

Ubs Financial Services Inc.

Wilmington, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-29
TX RA APPROVED 2017-09-29
  • NC RA
    APPROVED
    Since 2017-09-29
  • TX RA
    APPROVED
    Since 2017-09-29

Branch Locations

1985 Eastwood Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 08/1992 09/2017
Bank Of America, N.A. Wilmington NC 01/2011 09/2017
Ubs Financial Services Inc. Wilmington NC 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-09
S63 Uniform Securities Agent State Law Examination 1992-10-21
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1992-10-21
Designations
Other Names
  • Maria Papageorgiou
  • Maria Andrea Papageorgiou
  • Mary Andrea Papageorgiou
  • Maria A Papageorgiou
  • Maria Papageorgiou Mcgrath

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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