David Joseph Deluca

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-09-25
TX	RA	APPROVED_RES	2020-09-24

FL RA
APPROVED

Since 2020-09-25
TX RA
APPROVED_RES

Since 2020-09-24

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/1992	09/2020
Bank Of America, N.A.	Jacksonville	FL	06/2011	09/2020
Morgan Stanley Smith Barney Llc	Ponte Vedra Beach	FL	09/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2020	Present

08/1992 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
06/2011 → 09/2020

Bank Of America, N.A.

Jacksonville, FL
09/2020 → Present

Morgan Stanley Smith Barney Llc

Ponte Vedra Beach, FL
11/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

1992-10-15 → 2020-09-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Albany, GA

Jacksonville, FL

Ponte Vedra Beach, FL

Other Businesses

I*75363 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUCA FUND LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 50 N LAUARA ST, SUITE 3700 JACKSONVILLE, FLORIDA 32202 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 10/31/2014 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAKE PRIVATE INVESTMENTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-18
S63	Uniform Securities Agent State Law Examination	1992-10-06

S65 Uniform Investment Adviser Law Examination

1994-07-18
S63 Uniform Securities Agent State Law Examination

1992-10-06

Other Names

David J Deluca

View on SEC IAPD